BUSINESS CAPABILITY - Operations and Back Office
| Description | EN: Refers to the support of operational and administrative functions within an investment bank. This capability encompasses tasks such as data processing, record-keeping, and compliance management. By handling these essential functions, it ensures that the bank's operations run smoothly and efficiently, thereby supporting core banking activities and maintaining regulatory standards. FR: Fait référence au soutien des fonctions opérationnelles et administratives au sein d'une banque d'investissement. Cette capacité englobe des tâches telles que le traitement des données, la tenue des registres et la gestion de la conformité. En gérant ces fonctions essentielles, elle assure le bon déroulement et l'efficacité des opérations de la banque, soutenant ainsi les activités bancaires essentielles et le maintien des normes réglementaires. |
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| Name (FR) | Opérations et back office |
| Classifying categories | 
Investment Banking |
| Parent Maps | 
Investment Banking Services (from: 
Wholesale Banking) |
| Packaging Library |
Wholesale Banking |
TREE VIEW
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Operations and Back OfficeRefers to the support of operational and administrative functions within an investment bank. This capability encompasses tasks such as data processing, record-keeping, and compliance management. By handling these essential functions, it ensures that the bank's operations run smoothly and efficiently, thereby supporting core banking activities and maintaining regulatory standards.
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Accounting and Financial Reporting
Encompasses accounting and financial reporting activities for investment banking operations. This capability includes financial recordkeeping, preparation of financial statements, and compliance with accounting standards and regulations. Accounting and financial reporting are crucial for transparency, regulatory compliance, and effective financial management.
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Clearing and Custody
Involves clearing trades and providing custodial services for client assets. This capability includes managing clearing relationships, maintaining custody records, and ensuring the safekeeping of financial assets. Clearing and custodial services are essential for the safe and efficient handling of securities and financial instruments on behalf of clients.
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Trade Settlement and Confirmation
Encompasses the settlement and confirmation processes for executed trades. This capability involves coordinating with clearinghouses, custodians, and counterparties to ensure accurate and timely settlement of trades. Efficient trade settlement and confirmation contribute to reducing operational risk and ensuring the smooth processing of financial transactions.
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